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Securities Act
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#	Item
351	Microsoft Word - Confidential_Holding_20091110_CFEA.docx Add to Reading List Source URL: centerforpbbefr.rutgers.edu Language: English - Date: 2009-11-12 20:43:45 SEC filings Form 13F Schedule 13D Form D Hedge fund Goldman Sachs Schedule 13G U.S. Securities and Exchange Commission Mutual fund EDGAR Securities Exchange Act Warren Buffett
352	CORPORATE SERVICES Cayman Islands Stock Exchange A Guide to Listing Cayman Islands Stock Exchange - a guide to listing Add to Reading List Source URL: www.careygroup.eu Language: English - Date: 2015-10-20 12:08:34 U.S. Securities and Exchange Commission Financial markets Stock market 73rd United States Congress Cayman Islands Stock Exchange Economy of the Cayman Islands Security Securities Act Listing Rules Regulation A Issuer Securities market
353	ROYAL GOVERNMENT OF BHUTAN MINISTRY OF ECONOMIC AFFAIRS REGULATIONS FOR PUBLIC ISSUE OF SHARES, 2015 COMPANY REGISTRY DIVISION Add to Reading List Source URL: oag.gov.bt Language: English - Date: 2016-04-18 01:51:24 Stock market Corporate finance Financial markets Equity securities Procurement Subscription Public offering Initial public offering Securities Act Security Prospectus Stock
354	Ill1C financialllltlrkcts April 21, 2010 Ms. Elizabeth M. Murphy Add to Reading List Source URL: www.imc.ch Language: English - Date: 2014-10-28 10:49:22 Financial markets IMC Financial Markets Dark liquidity Algorithmic trading High-frequency trading Exchange-traded fund Securities Exchange Act Market liquidity Order Proprietary trading Market data Electronic communication network
355	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:11:07 73rd United States Congress U.S. Securities and Exchange Commission Corporate crime Securities Exchange Act Securities regulation in the United States SEC filings
356	NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN WHOLE OR IN PART, INTO OR WITHIN THE UNITED STATES, AUSTRALIA, CANADA, JAPAN OR SOUTH AFRICA OR ANY OTHER JURISDICTION WHERE IT IS UNLAWFUL TO DIST Add to Reading List Source URL: www.biomedvc.com Language: English - Date: 2015-11-12 04:13:16 Stock market Financial markets Corporate finance Prospectus Greenshoe Initial public offering Public offering Securities Act Security Securities market Short Euronext
357	Microsoft Word - Press Release Share Offer EN _936564575_17_.DOCX Add to Reading List Source URL: www.ikb-tender.de Language: English - Date: 2016-08-06 10:31:49 Corporate finance Stock market IKB Deutsche Industriebank Mergers and acquisitions Takeover Securities Act Stock Security Financial Services and Markets Authority Custodian bank
358	October 2015 I Volume 19 I Issue 10 Wall Street Lawyer SEC/SRO UPDATE: FCPA ENFORCEMENT REMAINS A Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2015-11-24 11:20:34 Corporate crime U.S. Securities and Exchange Commission Insider trading Foreign Corrupt Practices Act DoddFrank Wall Street Reform and Consumer Protection Act
359	[Translation] RULING NoPDG-0102 Authorization granted to Bourse de Montréal Inc. to carry on business as an exchange in Québec under section 170 of the Securities Act (R.S.Q., c. V-1.1) and Recognition of Bourse Add to Reading List Source URL: reg.m-x.ca Language: English - Date: 2008-10-01 16:58:38 Autorit des marchs financiers Montreal Exchange TMX Group
360	Federal Register / Vol. 78, NoFriday, September 20, Notices 2013–92 and should be submitted on or before October 11, 2013. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:36 United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Arbitral tribunal

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